Municipal centers of government

Reviving Philadelphia: Using the Hud Section 108 Program to Create a Loan Pool for Economic Development, 1993 – 2000

Author
Hilary Duff
Focus Area(s)
Country of Reform
Translations
Abstract

In 1995, Philadelphia, a city on the East Coast of the United States, pioneered a unique use of a long-running federal loan program to bolster economic development and create jobs for low-income communities. Conceived by elected officials and economic development staff and championed by an ambitious mayor, the novel approach employed a lesser-known component of the US Department of Housing and Urban Development’s Community Development Block Grant program known as a Section 108 loan guarantee. Philadelphia established the nation’s first citywide loan pool funded by the Section 108 program and became a model for other communities wishing to undertake similar projects. This case is the first in a series on financing local housing and economic development initiatives.

Hilary Duff drafted this case study based on interviews and research conducted in Philadelphia during November and December 2022. This case is part of a series about using the U.S. Department of Housing and Urban Development’s Community Development Block Grant program effectively. The views expressed in the case study do not necessarily represent those of the Department of Housing and Urban Development. Case published in April 2023.

Defending the Environment at the Local Level: Dom Eliseu, Brazil, 2008–2014

Author
Maya Gainer
Country of Reform
Abstract

A former center of the timber industry in the Brazilian Amazon, the municipality of Dom Eliseu had built its economy around deforestation—much of it illegal. In 2008, as part of a strategy to enforce the country’s environmental policies, the federal Ministry of the Environment included Dom Eliseu on a list of the worst violators of deforestation laws. The blacklist cut off residents’ access to markets and credit and made the municipality the target of intensive law enforcement. To get off the blacklist, the community had to overcome a collective-action problem. The local government had to persuade the owners of 80% of private land—more than 1,000 properties—to map their property boundaries, declare the extent of deforestation, enter their properties in the state environmental registration system, and adopt more-sustainable methods of production. The municipality also had to build the capacity to take on new responsibilities for environmental protection—most important, environmental licensing, which would enable the local government to regulate land use. With support from nongovernmental organizations and the state, Dom Eliseu successfully coordinated private compliance with the national policy and left the blacklist in 2012.

 

Maya Gainer drafted this case study based on interviews conducted in Belém and Dom Eliseu, Brazil, in September 2014. This case was funded by the Norwegian Agency for Development Cooperation in collaboration with the Science, Technology, and Environmental Policy program at the Woodrow Wilson School of Public and International Affairs. Case published March 2015.

Controlling Deforestation in the Brazilian Amazon: Alta Floresta Works Towards Sustainability, 2008-2013

Author
Rachel Jackson
Focus Area(s)
Country of Reform
Abstract

In the early 2000s, the municipality of Alta Floresta was part of Brazil’s Arc of Fire, a curving frontier of communities whose residents were clearing old-growth forests in the Amazon region so they could graze livestock, harvest timber, or cultivate crops. In 2008, the federal government cracked down on deforestation and pressured local governments to implement national environmental regulations. It created a blacklist of municipalities that were the worst violators of deforestation laws. Alta Floresta, as one of the 36 municipalities on the list, was thrust into an unfavorable national spotlight, cut off from access to rural agricultural credit, and its ranchers embargoed from selling their cattle to slaughterhouses. To get off the list, the municipality had to convince the owners of 80% of privately held land—more than 2,500 owners in all—to register their property, map property boundaries, declare the extent of deforestation, and agree to restore any illegally degraded or deforested areas within 10 years. Making compliance feasible for local ranchers meant that the municipal government had to promote more efficient agricultural production and provide opportunities for alternative livelihoods. This approach protected land set aside for restoration and reduced the economic need for future deforestation. In 2012, Alta Floresta became the third municipality in Brazil to earn removal from the blacklist.
 
Rachel Jackson drafted this case study based on interviews conducted in Brazil, in March and April 2014. This case was funded by the Norwegian Agency for Development Cooperation in collaboration with the Science, Technology, and Environmental Policy program at the Woodrow Wilson School of Public and International Affairs. Case published July 2014. To learn more about national deforestation efforts, see "A Credible Commitment: Reducing Deforestation in the Brazilian Amazon, 2003-2012."

Bola Tinubu

Ref Batch
D
Focus Area(s)
Ref Batch Number
13
Country of Reform
Interviewers
Graeme Blair
Name
Bola Tinubu
Interviewee's Position
Former Governor
Interviewee's Organization
State of Lagos, Nigeria
Language
English
Nationality of Interviewee
Nigerian
Town/City
Lagos
Country
Date of Interview
Reform Profile
Yes
Abstract
Bola Tinubu, former governor of the state of Lagos in Nigeria, reflects on his administration’s successes in reforming the civil service, reducing corruption, and improving state infrastructure.  He details the process he went through to reform the state government, from the waste management system to financial mismanagement within the public sector.  Tinubu lays out the steps he took to improve incentives for civil servants, including salary increases, improving quality and hygiene of working environments, and teaching investment principles and how to work toward home ownership.  His payroll-system reforms removed thousands of ghost workers from the system.  Tinubu explains how he applied principles he learned in the corporate world to the public sector reform effort.  Tinubu also details the steps he took in removing endemic corruption in the public sector, which included eliminating cash payments to the government.  He discusses how he brought back expatriates to improve the hospitals and transportation system.  He also touches on the difficulties in working with a federal government that sometimes undermined reform efforts.
 
Profile
Bola Tinubu served as governor of the state of Lagos from 1999 to 2007, during which he initiated reforms that improved the efficiency of the civil service and improved infrastructure.  He served from 1992 to 1993 as a senator until the end of the Nigerian Third Republic.  Prior to entering politics he worked in the private sector for companies including Arthur Andersen and Deloitte, Haskins, & Sells.  He was also an executive of Mobil Oil Nigeria.  After Tinubu left politics, he became active in negotiations to unite Nigeria’s opposition parties and in pushing for electoral reforms.   He earned a bachelor’s degree from Chicago State University in business administration in 1979.  He holds the tribal aristocratic title of asiwaju, given to him by the Oba of Lagos, who holds a ceremonial position as traditional leader of the state of Lagos.
Full Audio File Size
71 MB
Full Audio Title
Bola Tinubu - Full Interview

Jaime Castro Castro

Ref Batch
J
Focus Area(s)
Ref Batch Number
4
Country of Reform
Interviewers
Matthew Devlin and Sebastian Chaskel
Name
Jaime Castro Castro
Interviewee's Position
Mayor of Bogotá, 1992-1994
Language
Spanish
Nationality of Interviewee
Colombian
Town/City
Bogotá
Country
Date of Interview
Reform Profile
No
Abstract
In this Interview, Castro describes his role in issuing the 1993 Organic Statute of Bogotá that put an end to decades of governability deficit and bankruptcy in the city. He credits the Constitutional amendments of 1991 for enabling the reform process without garnering prohibitive resistance early on, but he attributes that lack of opposition to indifference and underestimation of the future impact of the changes rather than agreement with the project for Bogotá. Once the constitutional mandate for passage of the statute was in place, drafting was initially delegated to Congress, while Castro found himself participating in what he describes as a de facto joint administration with the Bogotá Concejo (city council) that exceeded the limits established by constitutional separation of powers. He dedicated his first year in office to assembling a highly competent and depoliticized team, in what amounted to a break with Colombian tradition. He managed to deal with pressures in this respect by appointing Concejo members’ protégés for politically inconsequential  posts. During his first year, Castro also acquired the practical experience that would inform his draft of the statute once Congress failed to produce a viable document. The Organic Statute passed by decree in late 1993, and became the road map for Bogotá by formalizing the separation of powers between the mayor’s office and the Concejo down to the implementation level, introducing a decentralized regime within the city and setting the bases for comprehensive taxation reform.  Castro was then confronted with high political costs—including the possibility of impeachment—that were compounded when the statute came into force at the same time that the electoral campaign of 1994 started.  Castro points to the lack of immediate visibility of the reform that made him especially vulnerable to criticism by political opportunists, particularly on taxation matters. Despite campaign promises to the contrary, the statute was left untouched as it began to deliver results. In discussing potential shortcomings of the final statute, Castro highlights the lack of attention to the regional dimension. On that note, he calls for a unified approach to address common problems across issue areas that plague Bogotá and the surrounding municipalities in Cundimarca. In closing, he encourages other reformers to take office ready to spend rather than increase their political capital by passing unpopular but necessary measures.
 
Profile

A lawyer and statistician by training, Jaime Castro Castro had a distinguished academic career in public administration.  In 1968, he was appointed as Presidential Secretary for Administrative Reform under President Carlos Lleras Restrepo. Two years later, he became President Misael Pastrana’s Legal Secretary to the Office of the Presidency before being promoted to Minister of Justice and Law in 1973. A year later, he was elected Senator and later served as Minister of Government for Belisario Betancur. He was a member of the National Constitutional Assembly of 1991 before being elected as mayor of Bogotá in 1992. After completing his term in 1994, he has remained active in politics and academia. 

Full Audio Title
Audio Not Available

Dr. A Ravindra

Ref Batch
Q
Focus Area(s)
Ref Batch Number
4
Country of Reform
Interviewers
Michael Woldemariam
Name
Dr. A Ravindra
Interviewee's Position
Advisor
Interviewee's Organization
Chief Minister of Urban Affairs
Language
English
Nationality of Interviewee
Indian
Town/City
Bangalore
Country
Date of Interview
Reform Profile
No
Abstract
In this interview, Dr. A Ravindra discusses his extensive career as a civil servant in India, mainly in Karantanka states. He begins by describing the training and assignment processes of civil servants in India, including his own experience and reflections on changes in years since he began his career. He explains the structure and functions of civil administration. A lot of his work involved developing public-private-people partnerships. He focused on getting citizens involved in resident welfare associations in his home city of Bangalore. This work began as a response to the problems he heard citizens were having with city administration. He expresses the personal responsibility he felt because of the poor reputation of the Bangalore Development Authority (BDA), which he directed at the time, and his genuine concern for the city. He describes the difficulties associated with economic expansion throughout the 1970s, 80s and 90s. The resultant housing and land shortage in Bangalore presented a challenge for the BDA and opportunities for corruption. Ravindra worked with citizens to address these problems, through intitiatves such as Swabhimana, which was a series of citizens forums for civil servants to hear concerns. In addition to economic changes, India’s complex social problems contributed to the political pressure on civil servants and politicians. The institutional structures governing the appointment and rotation of civil servants also complicated any reforms, as people were often only in a given position for a short period. In addition to providing a detailed explanation of state political structures in India, Ravindra describes several specific reforms he was involved in, such as the self-assessment property tax reform, infrastructure development, and the Kaveri Water Supply Project. Ravindra built the capacity of each of the institutions he worked in, while also overcoming internal resistance to reforms. During his tenure as chief secretary, several major issues took his attention away from sectors on which he hoped to focus, such as education and urban development. Among these issues was a severe drought that led to a dispute over water with a neighboring state. Ravindra concludes by discussing urban planning and the need for improvements in urban governance more generally, as this is an issue throughout India due to high rates of urbanization. 
 
Profile

At the time of this interview, Dr. A. Ravindra was advisor to the chief minister on urban affairs. He attended the National Academy of Administration in Mussoorie and is a member of the Indian Administrative Services. He began his career as a subdivision director and then district commissioner in Karnataka, his home state. Through a variety of positions, he developed expertise on the urban sector. He twice served as commission of Bangalore City Municipal Corporation and was chairman of Bangalore Development Authority (BDA). His career included work at Bangalore Water Supply and Sewerage Board (BWSSB) and a position on the board of Agenda for Bengaluru Infrastructure and Development task force (ABIDe). Ravindra served as chief secretary of the state of Karnataka in the early 2000s. He holds a doctorate in urban studies and is the author of Urban Land Policy: A Metropolitan Perspective.  

Full Audio Title
Audio Not Available

Conjuring and Consolidating a Turnaround: Governance in Bogotá, 1992-2003 (Disponible en español)

Author
Matthew Devlin, Sebastian Chaskel
Country of Reform
Translations
Abstract

A once proud city, Bogotá was on the verge of ruin by the late 1980s. Its government was corrupt and dysfunctional, and the Colombian city regularly ranked among the worst places in the world in which to live. In 1986, then-president and former Bogotá Mayor Virgilio Barco lamented that “of that booming city that I governed, today all that is left is an urbanized anarchy, tremendous chaos, immense disorder, a colossal mess.” Beginning in 1992, however, Bogotá enjoyed a string of mayors who succeeded in turning the city around. The first of these mayors, Jaime Castro (1992-1994), fought to establish the financial and political framework that would empower the mayor’s office to function as a nucleus of reform. Castro’s successor, Antanas Mockus (1995-1997 and 2001-2003), built on that legacy, consolidating gains in the face of entrenched opposition on the city council and bringing tangible benefits to the population in the form of exemplary public-service delivery. By 2002, the United Nations had selected Bogotá as a “model city” to be emulated across Latin America and by early 2010, Mockus had emerged as a front-runner in Colombia’s presidential elections.

Matthew Devlin and Sebastian Chaskel drafted this case study based on interviews conducted in Colombia during October and November 2009.

Associated Interview(s):  Jaime Castro Castro,  Liliana CaballeroMaria Isabel Patiño


GENERAR Y CONSOLIDAR UNA VUELTA DE PÁGINA: GOBERNABILIDAD EN BOGOTÁ, 1992-2003

SINOPSIS: La otrora ciudad imponente, hacia fines de los años '80 Bogotá se encontraba al borde de la ruina. El gobierno distrital se caracterizaba por la corrupción y el mal funcionamiento, y la capital colombiana frecuentemente se ganaba un lugar en el ranking mundial de los peores lugares para vivir. En 1986, el antiguo alcalde de la capital y por ese entonces presidente Virgilio Barco se lamentó, "De la ciudad vibrante que yo goberné, hoy sólo queda una anarquía urbana, un caos tremendo, un desorden inmenso, un desastre colosal." Sin embargo, a partir de 1992 Bogotá tuvo la suerte de tener una serie de alcaldes que consiguieron pasar la página en la historia de la ciudad. El primero de aquellos alcaldes, Jaime Castro (1992-94), luchó para establecer la infraestructura financiera y política que le otorgaría a la Alcaldía el poder para funcionar como un núcleo de reforma. El sucesor de Castro, Antanas Mockus (1995-97 y 2001-03), siguió construyendo sobre los cimientos legados por su predecesor, y así consolidó victorias a pesar de la oposición profundamente arraigada del Concejo de la Ciudad, trayendo beneficios tangibles para la población en la forma de mejoras en la prestación de servicios públicos. Al llegar el año 2002, las Naciones Unidas habían seleccionado a Bogotá como una ciudad modelo a ser emulada a través de Latinoamérica, y para comienzos del año 2010, Mockus había surgido como un candidato formidable a la presidencia colombiana. Matthew Devlin y Sebastian Chaskel redactaron este estudio practico basado en entrevistas que se llevaron a cabo en Colombia, en octubre y noviembre del 2009. El caso fue publicado en diciembre del 2010. Melina Meneguin-Layerenza tradujo este estudio en febrero de 2013.

Matthew Devlin y Sebastian Chaskel redactaron este estudio practico basado en entrevistas que se llevaron a cabo en Colombia, en octubre y noviembre del 2009. El caso fue publicado en diciembre del 2010. Melina Meneguin-Layerenza tradujo este estudio en febrero de 2013.
 

Building Beira: A Municipal Turnaround in Mozambique, 2003-2010

Author
Itumeleng Makgetla
Country of Reform
Abstract
When Daviz Simango took office in 2003 as the mayor of Beira, Mozambique’s second most prominent city, the odds were stacked against him. A member of the Resistência Nacional Moçambicana (RENAMO, or the Mozambique Resistance Movement), Simango was one of just five opposition mayors in the country.  Mozambique’s long and bitter civil war between RENAMO, a guerrilla movement at the time, and the ruling party, the Frente de Libertação de Moçambique (FRELIMO, or the Liberation Front of Mozambique), left a legacy of hostility and distrust between the parties. Soon after Simango became mayor, the central government began delaying the transfer of funds to his administration, harassing his officials with inspections and publicly undermining his leadership. He responded by strengthening the city’s financial independence through a series of reforms. In addition, he worked through the media to make the public aware of the city’s difficulties with the central government. Simango also took his complaints directly to central-government ministers. Through these efforts, he bolstered the capacity of the municipal administration to tackle the city’s urgent problems of recurring cholera outbreaks and poor sanitation. 
 
Itumeleng (Tumi) Makgetla drafted this case study on the basis of interviews conducted in Beira and Maputo, Mozambique, in January 2010. Case published October 2010.

From Fear to Hope in Colombia: Sergio Fajardo and Medellín, 2004-2007 (Disponible en español)

Author
Matthew Devlin, Sebastian Chaskel
Country of Reform
Translations
Abstract

Inaugurated as mayor of Medellín at the beginning of 2004, Sergio Fajardo inherited a city roiled by decades of violence and corruption. During his four years in office, the charismatic former university professor turned Medellín around. He broke up clientelistic political networks, raised tax receipts, improved public services, introduced transparency fairs, established civic pacts, and restored citizens’ sense of hope. Fajardo left office at the end of 2007 with an unprecedented approval rating of nearly 90%. Though Medellín still faced significant challenges, the city was later identified as an exemplary case of good public administration by cities across Latin America and the Inter-American Development Bank. By 2010, Fajardo had been named the vice-presidential running mate of former Bogotá mayor Antanas Mockus in that year’s presidential elections. 

Matthew Devlin and Sebastian Chaskel drafted this case study on the basis of interviews conducted in Colombia during October and November of 2009. Case published December 2010.  

Del Miedo a la Esperanza en Colombia: Sergio Fajardo y Medellín, 2004 - 2007

SINOPSIS:  Al asumir como alcalde de Medellín a comienzos del año 2004, Sergio Fajardo heredó una ciudad agobiada por décadas de violencia y corrupción. Durante los cuatro años de su mandato, este carismático antiguo profesor universitario cambió el rumbo de la ciudad de Medellín. Él desbarató las redes de clientelismo político, aumentó la recaudación de impuestos, mejoró los servicios públicos, introdujo ferias de transparencia, estableció pactos cívicos y restauró la esperanza de la ciudadanía. Fajardo concluyó su mandato a finales de 2007 con un margen de aprobación sin precedentes, cercano al 90%. Aunque Medellín aún debería enfrentar desafíos significativos, la ciudad fue reconocida como un caso ejemplar de buena administración pública tanto por ciudades a través de Latinoamérica como por el Banco Interamericano de Desarrollo. Para mediados del año 2010, Fajardo había sido nombrado como compañero de fórmula del antiguo alcalde de Bogotá, Antanas Mockus, para las elecciones presidenciales de aquel año.

Matthew Devlin y Sebastian Chaskel redactaron este estudio de caso basado en entrevistas que se llevaron a cabo en Colombia en octubre y noviembre de 2009. El caso fue publicado en diciembre de 2010.

Associated Interview(s):  David Escobar, Sergio Fajardo Valderrama

A New Face for a Tired City: Edi Rama and Tirana, Albania, 2000-2010

Author
Tumi Makgetla
Country of Reform
Abstract

When Edi Rama became mayor of Tirana in 2000, he confronted a population that was disillusioned with the way democracy had played out in the capital city.  Albania had sunk into a political morass after a brief period of cheer that followed the eastern European country's emergence in the early 1990s from decades of isolation under a Marxist-Leninist dictatorship.  But change was in the air at the start of the millennium, as national reforms began with the support of a forward-thinking prime minister.  Seizing the moment, Rama aimed to restore public confidence in government by building an administration based on professionalism rather than political connections, sprucing up the drab city, improving services, encouraging citizen complaints and leading open discussions on Tirana's future.  He repaired city hall, cleared out public spaces, painted colorless communist-era apartment buildings in bright hues and planted thousands of trees.  Although his reforms lost momentum after Albania's leadership changed and he became more deeply involved in national affairs, Rama's accomplishments as mayor demonstrated the value of responsive, participatory government in regaining citizen support and attacking entrenched municipal problems.

Tumi Makgetla drafted this case study based on interviews conducted in Tirana, Albania, in June 2010. 

Associated Interviews:  Dritan Agolli​