Informal settlements

Defending the Environment at the Local Level: Dom Eliseu, Brazil, 2008–2014

Author
Maya Gainer
Country of Reform
Abstract

A former center of the timber industry in the Brazilian Amazon, the municipality of Dom Eliseu had built its economy around deforestation—much of it illegal. In 2008, as part of a strategy to enforce the country’s environmental policies, the federal Ministry of the Environment included Dom Eliseu on a list of the worst violators of deforestation laws. The blacklist cut off residents’ access to markets and credit and made the municipality the target of intensive law enforcement. To get off the blacklist, the community had to overcome a collective-action problem. The local government had to persuade the owners of 80% of private land—more than 1,000 properties—to map their property boundaries, declare the extent of deforestation, enter their properties in the state environmental registration system, and adopt more-sustainable methods of production. The municipality also had to build the capacity to take on new responsibilities for environmental protection—most important, environmental licensing, which would enable the local government to regulate land use. With support from nongovernmental organizations and the state, Dom Eliseu successfully coordinated private compliance with the national policy and left the blacklist in 2012.

 

Maya Gainer drafted this case study based on interviews conducted in Belém and Dom Eliseu, Brazil, in September 2014. This case was funded by the Norwegian Agency for Development Cooperation in collaboration with the Science, Technology, and Environmental Policy program at the Woodrow Wilson School of Public and International Affairs. Case published March 2015.

Controlling Deforestation in the Brazilian Amazon: Alta Floresta Works Towards Sustainability, 2008-2013

Author
Rachel Jackson
Focus Area(s)
Country of Reform
Abstract

In the early 2000s, the municipality of Alta Floresta was part of Brazil’s Arc of Fire, a curving frontier of communities whose residents were clearing old-growth forests in the Amazon region so they could graze livestock, harvest timber, or cultivate crops. In 2008, the federal government cracked down on deforestation and pressured local governments to implement national environmental regulations. It created a blacklist of municipalities that were the worst violators of deforestation laws. Alta Floresta, as one of the 36 municipalities on the list, was thrust into an unfavorable national spotlight, cut off from access to rural agricultural credit, and its ranchers embargoed from selling their cattle to slaughterhouses. To get off the list, the municipality had to convince the owners of 80% of privately held land—more than 2,500 owners in all—to register their property, map property boundaries, declare the extent of deforestation, and agree to restore any illegally degraded or deforested areas within 10 years. Making compliance feasible for local ranchers meant that the municipal government had to promote more efficient agricultural production and provide opportunities for alternative livelihoods. This approach protected land set aside for restoration and reduced the economic need for future deforestation. In 2012, Alta Floresta became the third municipality in Brazil to earn removal from the blacklist.
 
Rachel Jackson drafted this case study based on interviews conducted in Brazil, in March and April 2014. This case was funded by the Norwegian Agency for Development Cooperation in collaboration with the Science, Technology, and Environmental Policy program at the Woodrow Wilson School of Public and International Affairs. Case published July 2014. To learn more about national deforestation efforts, see "A Credible Commitment: Reducing Deforestation in the Brazilian Amazon, 2003-2012."

Babatunde Fashola

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D
Ref Batch Number
12
Country of Reform
Interviewers
Graeme Blair
Name
Babatunde Fashola
Interviewee's Position
Governor
Interviewee's Organization
State of Lagos, Nigeria
Language
English
Nationality of Interviewee
Nigerian
Town/City
Lagos
Country
Date of Interview
Reform Profile
Yes
Abstract

Babatunde Fashola describes an overhaul of the tax collection system in Lagos that successfully increased revenue for the state and indirectly financed various other reforms.  He secured public support for the overhaul after revealing the corruption in the previous tax agency through an orchestrated, public sting operation, which revealed that corrupt officials sold fraudulent tax documents on the street. He replaced the old tax agency with a smaller internal revenue service staffed by no-contract employees governed by performance incentives rather than state civil-service workers. The new service better enforced existing tax requirements and expanded the taxpayer base by introducing a simplified, single-page tax form for informal businesses.  

Case Study:  Remaking a Neglected Megacity: A Civic Transformation in Lagos State, 1999-2012

Profile

At the time of this interview, Babatunde Fashola was the governor of the Nigerian state of Lagos.  He previously served on the Lagos State Executive Council, State Security Council, Treasury Board, and as chief of staff for the former governor of Lagos.  He received a law degree from the University of Benin, after which he worked at a private Nigerian law firm for more than decade, dealing with mergers and acquisitions, intellectual property and commercial law.

Full Audio File Size
72 MB
Full Audio Title
Babatunde Fashola - Full Interview

Silvia Ramos

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T
Focus Area(s)
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3
Country of Reform
Interviewers
Richard Bennet
Name
Silvia Ramos
Interviewee's Position
Senior Staff Member
Interviewee's Organization
Center for Studies on Public Security and Citizenship
Language
English
Nationality of Interviewee
Brazilian
Town/City
Rio de Janeiro
Country
Date of Interview
Reform Profile
No
Abstract
Silvia Ramos discusses the service aspects of the Pacifier Police Unit (Unidade Pacificadora da Policia, UPP) program, the difficulties in coordinating the state and municipal governments and strategies to integrate civil society and the local business community into governmental development programs. Ramos describes a multidisciplinary approach to issues of crime and policing in the favelas of Rio de Janeiro, including partnering at-risk young people in the favelas with companies to increase skill sets and employment levels, community policing, and distributing services and resources equally among favelas and middle-class neighborhoods. Overall she explains how the problems in the favelas affected all Rio de Janeiro residents and praises the success of simple police strategies. 
 
Profile

Silvia Ramos headed Rio de Janeiro’s Center for Studies on Public Security and Citizenship (Centro de Estudos de Segurança e Cidadania / CESeC). In this position, she actively oversaw the implementation of the UPP (Unidade Pacificadora da Policia) program. Silvia Ramos was a founder of the Brazilian Interdisciplinary Aids Association (ABIA) and was scientific coordinator of the Visiting Researcher Program of the Oswaldo Cruz Foundation in partnership with FAPERJ (Rio de Janeiro State Foundation to Support Research). She was a consultant to various nongovernmental organizations and advised the deputy secretary for public security in the State of Rio de Janeiro on programs to protect minorities and the environment. She is also on the board of directors for Altus global alliance, which focuses on public safety and justice. She earned a master's in psychology from the Catholic University of Rio de Janeiro.

Full Audio File Size
62 MB
Full Audio Title
Silvia Ramos Interview

Ana Toni

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4
Country of Reform
Interviewers
Richard Bennet
Name
Ana Toni
Interviewee's Position
Representative of Brazil
Interviewee's Organization
Ford Foundation
Place (Building/Street)
Ford Foundation
Town/City
Rio de Janeiro
Country
Date of Interview
Reform Profile
No
Abstract
Ana Toni discusses the Ford Foundation’s involvement in providing a forum for academia, civil society, the public sector, the private sector and the media to exchange ideas and research on policies such as the Pacifier Police Units (Unidade Pacificadora da Policia, UPP) and to more generally fight criminality in the favelas of Brazil. Toni focuses on the importance of comparative research and empirical methods in public security and community policing. She explains that the success of the UPPs hinged on community integration and leadership, a multidisciplinary approach, academic engagement in public security studies, and replacing political positioning with professional expertise. Finally, Toni discusses how the Ford Foundation gives marginalized peoples in Brazil a voice on social justice issues. 
Profile

From 2003-2011, Ana Toni was the representative of Brazil at the Ford Foundation, which works to help change structures and policies that increase inequality and social marginalization, in Rio de Janeiro. Previously, Toni served as the Country Director of ActionAid Brazil. She earned her master’s degree in International Relations at the London School of Economics and Political Science.

Full Audio File Size
45 MB
Full Audio Title
Ana Toni Interview

A New Face for a Tired City: Edi Rama and Tirana, Albania, 2000-2010

Author
Tumi Makgetla
Country of Reform
Abstract

When Edi Rama became mayor of Tirana in 2000, he confronted a population that was disillusioned with the way democracy had played out in the capital city.  Albania had sunk into a political morass after a brief period of cheer that followed the eastern European country's emergence in the early 1990s from decades of isolation under a Marxist-Leninist dictatorship.  But change was in the air at the start of the millennium, as national reforms began with the support of a forward-thinking prime minister.  Seizing the moment, Rama aimed to restore public confidence in government by building an administration based on professionalism rather than political connections, sprucing up the drab city, improving services, encouraging citizen complaints and leading open discussions on Tirana's future.  He repaired city hall, cleared out public spaces, painted colorless communist-era apartment buildings in bright hues and planted thousands of trees.  Although his reforms lost momentum after Albania's leadership changed and he became more deeply involved in national affairs, Rama's accomplishments as mayor demonstrated the value of responsive, participatory government in regaining citizen support and attacking entrenched municipal problems.

Tumi Makgetla drafted this case study based on interviews conducted in Tirana, Albania, in June 2010. 

Associated Interviews:  Dritan Agolli​

Reclaiming an Egyptian Treasure: Restoring Infrastructure and Services, Alexandria, 1997-2006

Author
Rushda Majeed
Focus Area(s)
Country of Reform
Abstract

When Mohamed Abdel Salam El-Mahgoub became governor of Alexandria in 1997, he took charge of a storied Egyptian city on the verge of collapse. Garbage and trash lined streets that were clogged with traffic. Roads, highways, water and sanitation systems required urgent repair. Corrupt municipal employees exacted costly bribes for business licenses and building permits. The city’s economy had slowed, as investors, put off by the city’s fading infrastructure and poor services, took their money elsewhere. Alexandria’s fortunes began to turn at the beginning of a nine-year period that came to be called “the Mahgoub era.” Determined to restore the city’s greatness, Mahgoub encouraged citizen participation, formed alliances with key groups, and won public support via high-visibility projects.  He made government more business-friendly by tackling corruption that inflated the price of required documents, and he lured back investors with tax incentives and improved infrastructure. During his nine years in office, Mahgoub saw Alexandria’s economy bloom, fueled by construction projects and an improved business climate. Although some reforms lost momentum when Mahgoub was promoted to a cabinet position in 2006, his accomplishments as governor underscored the value of citizen participation in Egypt’s centralized government.

 
Rushda Majeed drafted this case on the basis of interviews conducted in Cairo and Alexandria, Egypt, in October and November 2010. Sarah El-Kazaz contributed. Case published April 2012.
 
Associated Interview(s):  Mohamed Hanno, Mahmoud Mohieldin

Rebuilding Public Confidence Amid Gang Violence: Cape Town, South Africa, 1998-2001

Author
Richard Bennet
Focus Area(s)
Core Challenge
Country of Reform
Abstract

Violence in neighborhoods on the outskirts of Cape Town, South Africa, escalated in the late 1990s. In areas like Manenberg and Hanover Park, gangs dominated community life, interrupted the delivery of public services, and in some instances threatened civil servants working in housing offices, medical clinics, and libraries. Following the African National Congress’s victory in the first democratic local government elections in 1996, city officials sought new ways to reduce the impact of the gang presence on the delivery of community services. Ahmedi Vawda, executive director of the Directorate of Community Development (called ComDev), and his team thought that the only ways to succeed were to build confidence among residents—thereby increasing their resolve in standing up to the gangs—and to lower the attraction this way of life had for young people. By giving a greater voice to residents, including greater discretion over service delivery, the team hoped to build social capital and gradually enlarge the space under public control. The ComDev team mapped the economic and social challenges facing the most-vulnerable communities and created Area Coordinating Teams (ACTs) that enabled local organizations to play major roles in governance. These forums increased community understanding of local government responsibilities—along with the community’s role in development—by identifying areas where municipal funding could support community initiatives. Although the ACTs did not take direct action against the gangs, in the neighborhood of Manenberg they provided a space for local participation in development projects and laid the foundation for progress by soliciting local feedback for city services, by asserting the presence of government in previously insecure areas, and by restoring a degree of community confidence.

 Richard Bennet drafted this case study on the basis of interviews in Cape Town and Pretoria, South Africa, in March 2011. Case published May 2012.

Defusing a Volatile City, Igniting Reforms: Joko Widodo and Surakarta, Indonesia, 2005-2011

Author
Rushda Majeed
Focus Area(s)
Country of Reform
Abstract
In July 2005, Joko Widodo, the first directly elected mayor of Surakarta, faced the daunting job of revitalizing an Indonesian city whose history of violence had earned it the label sumbu pendek in the official Bahasa language—city with a “short fuse.” Seven years earlier, riots had shaken Surakarta, known as Solo, as mobs razed several neighborhoods, destroying homes and businesses. In 2002, Solo made international news again when officials uncovered terror networks in the city. Poorly functioning government services, high unemployment and weak economic growth weighed on the half million residents. With the help of Vice Mayor F.X. Hadi Rudyatmo, the mayor took a series of steps to turn Solo around. Known by his nickname Jokowi, he built alliances with businesses, religious leaders and non-governmental organizations representing the poor. Initially he relocated thousands of street vendors to relieve traffic congestion and created a one-stop shop for business licenses and other services. He also expanded facilities at new vendor locations, improved conditions in slums and upgraded health services. Jokowi then worked to boost tourism and strengthen the economy by reviving Solo’s image as a regional center for arts and culture, both to its own citizens and the outside world. While economic growth bolstered the city’s revenue base, Jokowi reorganized parts of the government to promote efficiency and opened the budget process to greater public scrutiny. In 2010, he and Rudyatmo were re-elected with 90.9% of the vote. This case study recounts their reform efforts between 2005 and 2011.
 

Rushda Majeed drafted this case study based on interviews conducted in Surakarta and Jakarta, Indonesia, in November and December 2011. Case published July 2012.