Civil service corruption

Faster Together: A One-Stop Shop for Business Registration in Senegal, 2006–2015

Author
Maya Gainer, Stefanie Chan, and Laura Skoet
Country of Reform
Abstract

In 2007, Senegal opened a Business Creation Support Office that vastly reduced the time required to register a business from two months to 48 hours. Before the creation of the office, foreign investors as well as local entrepreneurs had to deal with six different government agencies, each of which had its own requirements and procedures. The onerous undertaking discouraged business investment, kept significant revenue sources off government tax rolls, and created fertile ground for corruption. In 2006, President Abdoulaye Wade decided to change the situation. Wade assigned the Agency for Investment Promotion and Major Works, or APIX, the task of making it possible to register a business in just two days. A small team from the agency examined the options and decided that a one-stop shop would best meet Senegal’s needs. The model required no legislative changes, and it allowed agencies to retain control over their procedures—while reducing red tape and letting APIX supervise the entire process. APIX leaders worked hard to win the cooperation of institutions and individual agents, and the Business Creation Support Office opened in downtown Dakar in November 2007. The institutions involved in registration sent representatives to work in the office, and APIX staff collected applications, supervised the office, and coordinated gradual improvements in procedures. After the office opened, entrepreneurs could complete the registration process at a single location and be done within 48 hours. By 2016, the office had further reduced the time required to a single day.

Maya Gainer, ISS Research Specialist, and Stefanie Chan and Laura Skoet of Sciences Po’s Paris School of International Affairs drafted this case study based on interviews conducted in Dakar, Senegal, and Abidjan, Côte d’Ivoire, in January 2016. This case study was funded by the French Development Agency. Case published ­­­­­­­­­­­­­­­May 2016.

Changing a Civil Service Culture: Reforming Indonesia's Ministry of Finance, 2006-2010

Author
Gordon LaForge
Country of Reform
Abstract

By the mid-2000s, Indonesia had recovered from a devastating economic crisis and made significant progress in transitioning from a dictatorship to a democracy. However, the country's vast state bureaucracy continued to resist pressure to improve operations. In 2006, President Susilo Bambang Yudhoyono tapped economist Sri Mulyani Indrawati to transform Indonesia's massive Ministry of Finance, which was responsible not only for economic policy making but also for taxes and customs. During four years as minister, Mulyani introduced new standard operating procedures, raised civil servant salaries, created a new performance management system, and cracked down on malfeasance. Her reforms turned what had once been a dysfunctional institution into a high performer. But ongoing resistance illustrated the difficulties and perils of ambitious bureaucratic reform in Indonesia.

This case study was drafted by Gordon LaForge based on research by Rachel Jackson, Drew McDonald, Matt Devlin, and Andrew Schalkwyk and on interviews conducted by ISS staff members from 2009 to 2015. Case published May 2016. Other ISS case studies provide additional detail about certain aspects of the reforms discussed in this case or about related initiatives. For example, see Instilling Order and Accountability: Standard Operating Procedures at Indonesia's Ministry of Finance, 2006-2007.

Battling a Cancer: Tackling Corruption in Peru, 2011–2014

Author
Blair Cameron
Country of Reform
Abstract

From 2000 to 2009, Peru’s justice system successfully prosecuted former president Alberto Fujimori and other high-level public officials for acts of corruption committed during the previous decade. But the country’s judicial institutions struggled to curb newer corruption networks that were operating with impunity throughout the country. Because the networks had penetrated the justice system itself, it was increasingly difficult to prosecute—let alone convict—people who had participated in briberies, kickbacks, or other schemes. In the 2011 presidential election, Ollanta Humala, whose slogan was “Honesty Makes a Difference,” captured 51% of the vote and gave a boost to reformers within the country’s legal institutions. Humala joined the Open Government Partnership, strengthened Peru’s anticorruption commission, and brought together top leaders from the country’s judicial and legal institutions to improve the government’s response to corruption. In 2012, the comptroller general, the public prosecutor (attorney general), and the president of the judiciary created a new subsystem to bring to trial those officials accused of corruption. They created a new prosecutorial team and designated a specialized chamber to hear the most-complex corruption cases. At the same time, the Ministry of Justice and Human Rights strengthened its capacity to investigate and bring to trial cases involving the misuse of public resources. By 2015, several cases were in preparation, nearing trial. The fight against corruption in Peru continued to face many obstacles, however, including the perception that anticorruption efforts had lost top-level support.

Blair Cameron drafted this case study based on interviews conducted in Lima in August 2015. Case published December 2015.

Sri Mulyani Indrawati

Ref Batch
EX
Focus Area(s)
Ref Batch Number
1
Critical Tasks
Country of Reform
Interviewers
Jennifer Widner and Gabriel Kuris
Name
Sri Mulyani Indrawati
Interviewee's Position
Managing Director, World Bank
Language
English
Town/City
Washington, DC
Country
Date of Interview
Reform Profile
No
Abstract

As a follow up to her 2009 interview, Sri Mulyani Indrawati revisits her years as Indonesia’s minister of finance to discuss the challenges of building her economic reform team and institutionalizing performance management at the ministry.  She describes how she worked closely with key members of the KPK (Corruption Eradication Commission) to cultivate motivation and teamwork among government employees.  With the support of her reform team, she established institutional mechanisms to reduce corruption and raise the credibility of the government.  And although Indonesia’s bureaucracy proved to challenge the reform team at times, she explains how performance indicators and standard operating procedures were instrumental to identify and overcome weaknesses in the Ministry of Finance.  In conclusion, Sri Mulyani reflects on the more personal attributes required to move sustainable reform forward: a strong vision along with the trust and commitment of her fellow reformers.   She describes the practice of public asset disclosure as one of the most sustainable reforms her team implemented at the ministry. 

Profile

At the time of this interview, Sri Mulyani Indrawati was managing director at the World Bank.  She has extensive experience in financial reforms to reduce corruption and strengthen economic growth.

Calling Citizens, Improving the State: Pakistan’s Citizen Feedback Monitoring Program, 2008 – 2014

Author
Mohammad Omar Masud
Core Challenge
Country of Reform
Abstract

In early 2008, Zubair Bhatti, administrative head of the Jhang district in Pakistan’s Punjab province, recognized the need to reduce petty corruption in the local civil service—a problem that plagued not only Punjab but also all of Pakistan. He began to contact citizens on their cell phones to learn about the quality of the service they had received. Those spot checks became the basis for a social audit system that spanned all 36 districts in Punjab by 2014. The provincial government outsourced much of the work to a call center, which surveyed citizens about their experiences with 16 different public services. The data from that call center helped district coordination officers identify poorly performing employees and branches, thereby enhancing the capability of the government to improve service delivery. By early 2014, the province was sending about 12,000 text messages daily to check on service quality. More than 400,000 citizens provided information between the beginning of the initiative and 2014. Known as the Citizen Feedback Monitoring Program, the Punjab’s social audit system became the template for similar innovations in other provinces and federal agencies in Pakistan.

Mohammad Omar Masud drafted this case based on interviews conducted in Punjab, Pakistan, in January and March 2014. Case published February 2015.

Note: This case study was previously titled "Calling the Public to Empower the State: Pakistan's Citizen Feedback Monitoring Program, 2008-2014."

Cleaning the Civil Service Payroll: Post-Conflict Liberia, 2008-2011

Author
Jonathan (Yoni) Friedman
Focus Area(s)
Country of Reform
Abstract
Shadi Baki and Alfred Drosaye confronted a civil service in disarray in 2008, following a devastating 14-year civil war during which 250,000 people were killed, Liberia’s infrastructure was all but destroyed and government services collapsed. Despite the disintegration of the government, the civil service payroll more than doubled to 44,000 from 20,000 before the war, saddling the government with an unaffordable wage bill. Furthermore, the government had little sense of who was actually on the payroll and who should have been on the payroll. Rebel groups and interim governments put their partisans on the payroll even though they were unqualified or performed no state function. An unknown number of civil servants died or fled during the war but remained on the payroll. After delays due to an ineffective transitional government and moderately successful but scattered attempts to clean the payroll, Baki and Drosaye at Liberia’s Civil Service Agency set out in 2008 to clean the payroll of ghost workers, establish a centralized, automated civil service personnel database, and issue biometric identification cards to all civil servants. Cleaning the payroll would bring order to the civil service, save the government money and facilitate pay and pension reforms and new training initiatives. This case chronicles Liberia’s successful effort to clean up its payroll following a protracted civil war and lay the foundation for organized civil service management.
 
Jonathan Friedman drafted this case study on the basis of interviews conducted in Monrovia, Liberia during December 2010 and on the basis of interviews conducted by Summer Lopez in Monrovia, Liberia during June 2008. Case published October 2011.
 
Associated Interview(s):  Shadi Baki, Alfred Drosaye

Muniru Kawa

Ref Batch
A
Focus Area(s)
Ref Batch Number
2
Country of Reform
Interviewers
Summer Lopez
Name
Muniru Kawa
Interviewee's Position
Project Manager
Interviewee's Organization
Records Management Improvement Program
Language
English
Nationality of Interviewee
Sierra Leone
Town/City
Freetown
Country
Date of Interview
Reform Profile
No
Abstract

Muniru Kawa discusses his work as the project manager of the Records Management Improvement Program at the Public Service Reform Unit of Sierra Leone, particularly the verification of personnel records and removal of "ghost" employees from the civil service payroll.  Kawa details the efforts of the program in interviewing civil servants to ensure appropriate grade levels and qualifications and cites the U.K.'s  Department for International Development funding of these efforts.  As independent contractors, the program's team members were able to maintain credibility with the civil service and accomplish far more than an internal civil service effort.  

Profile

At the time of this interview, Muniru Kawa was the project manager of the Records Management Improvement Program at the Public Service Reform Unit of Sierra Leone.  Kawa played a key role in supporting the development of records management in Sierra Leone over a period of 20 years.  He served as head of the National Archives of Sierra Leone and as a lecturer in Records and Information Management at the University of Sierra Leone.  His survey of records management practices in Sierra Leone provided the basis for the design of an MA course in Library and Information Studies at Fourah Bay College, University of Sierra Leone.  With his students, he developed a range of projects in Freetown to find means of restoring order to record-keeping systems that had collapsed since the country's independence.  He also made substantial contributions to the development and implementation of records management systems in Gambia.  

Full Audio File Size
33 MB
Full Audio Title
Muniru Kawa - Full Interview

Promoting Accountability, Monitoring Services: Textbook Procurement and Delivery, The Philippines, 2002-2005

Author
Rushda Majeed
Focus Area(s)
Country of Reform
Abstract
From 2002 to 2005, Juan Miguel Luz, a senior official at the Department of Education of the Philippines, led a nationwide drive to ensure timely procurement and delivery of textbooks to the country’s 40,000 public schools. Before Luz took office, corrupt department officials awarded textbook contracts to favored, and often unqualified, publishers. Because of weak quality controls, books had poor binding, printing defects and missing pages. Without a fixed schedule, publishers sometimes delivered textbooks several months after the start of the school year or failed to deliver them. The entire cycle from procurement to delivery could take as long as two years, twice the specified time span. Soon after taking office, Luz initiated the Textbook Count project to overhaul the procurement and delivery process. He partnered with nongovernmental organizations to monitor the department’s bidding process, inspect the quality of textbooks, and track deliveries. Groups such as Government Watch, the National Citizens' Movement for Free Elections, and even the Boy Scouts and Girl Scouts mobilized thousands of volunteers to help track textbook deliveries to public schools. And Coca-Cola Company used its delivery trucks to transport textbooks to schools in far-flung areas of the country. By 2005, textbook prices had fallen by 50%, binding and printing quality had improved, and volunteer observers reported 95% error-free deliveries. The case offers insights into the challenges of monitoring services and holding civil servants and suppliers accountable.
 
Rushda Majeed drafted this case study based on interviews conducted in Manila, Philippines, in March 2011. She added an epilogue based on interviews conducted in Manila in February and March 2013. Case republished July 2013
 
Associated Interview(s): Juan Miguel Luz

Jaba Ebanoidze

Ref Batch
J
Focus Area(s)
Ref Batch Number
1
Country of Reform
Interviewers
Andrew Schalkwyk
Name
Jaba Ebanoidze
Interviewee's Position
Deputy Minister of Justice
Interviewee's Organization
Republic of Georgia
Language
English
Nationality of Interviewee
Georgia
Place (Building/Street)
Ministry of Justice
Town/City
Tbilisi
Country
Date of Interview
Reform Profile
No
Abstract

Jaba Ebanoidze talks about the reform of Georgia's Public Registry office, an agency that records all information associated with property ownership in the country. Under his tenure, the office streamlined various processes and undertook the computerization of all records and applications. This has allowed citizens to submit applications through the Internet and track the progress of their applications. Ebanoidze hired top Georgian programmers to develop a Georgia-specific software system.  He looked at other countries in Europe, drawing inspiration from Estonia and taking lessons from places where he felt things didn’t work so well. He raised salaries of his key staff so as not to lose them to the private sector, while at the same time he worked on institutionalizing procedures so they were not person-specific. He also discusses the challenges and successes in extending the new system to rural and outlying areas. Ebanoidze talks about training a core group of people to work with new systems, and then unrolling it slowly. He was able to minimize expenses by having a training team go from region to region rather than trying to train all regions simultaneously. He also talks about successful attempts to combat corruption by minimizing citizen-staff interaction, and through the more direct means of firing staff resistant to increased transparency.

Case Study:  Rejuvenating the Public Registry: Republic of Georgia, 2006-2008

Profile

At the time of this interview, Jaba Ebanoidze was the deputy minister of justice in Georgia. He was educated at Tbilisi Topographic Technical College and Georgian Technical University, earning a bachelor’s degree in topography and a separate bachelor’s degree in engineering geodesy. He was a co-founder of the Association for the Protection of Landowners Rights, an organization that “supports the orderly and transparent development of Georgian land and property markets.” He served as director of the association from 1999 to 2005 and as senior policy adviser from 2005 to 2006. In 2006 he was appointed chairman of the National Agency of Public Registry, where he served for three years before being appointed deputy minister of justice.

Full Audio File Size
43.5MB
Full Audio Title
Jaba Ebanoidze-Full Interview

Nasir El-Rufai

Ref Batch
D
Focus Area(s)
Ref Batch Number
1
Country of Reform
Interviewers
Graeme Blair and Daniel Scher
Name
Nasir El-Rufai
Interviewee's Position
Former Director General, Bureau of Public Enterprises, and Secretary, Council on Privatization
Interviewee's Organization
Nigeria
Language
English
Nationality of Interviewee
Nigerian
Town/City
Washington, D.C.
Country
Date of Interview
Reform Profile
Yes
Abstract

Nasir El-Rufai narrates his entry into public service in the context of the return to democracy under President Olusegun Obasanjo.  As an outsider to the political scene, he managed to advocate for privatization and eventually drafted and implemented a concrete multistage plan.  El-Rufai identifies the “easy” cases for privatization as companies that are (1) already listed on the stock exchange, (2) easy to value, (3) already operational in competitive markets, and/or (4) not politically contentious.  In contrast, the “hard” cases require progressive policy reform including regulatory sector review, enactment of legislation for independent oversight, implementation of antitrust measures and, notably, the creation of a pension system.  In dealing with trade unions and special interest groups, El-Rufai highlights the importance of legal tools and the support of the media, the general public and figures with considerable political capital, such as Obasanjo and Vice President Atiku Abubakar.  He also describes his office’s instrumental collaboration with the newly created Economic and Financial Crimes Commission in the fight against money laundering and, in particular, the Nigerian letter scams.  During Obasanjo’s second term, El-Rufai joined the Economic Management Team that successfully renegotiated the Nigerian external debt and pursued wide-ranging reform.  He attributes the success to the trust, sacrifice and synergy established within the team; their capacity to understand and integrate Obasanjo’s political goals into a reform plan; and their ability to capitalize on booming oil prices by using revenues to strengthen fiscal rule.  His commitment to reform continued during his tenure as minister for the Federal Capital Territory (FCT Abuja).  To improve the quality of service delivery, he promoted the involvement of the private sector in service provision and increased the range of options for public staff training, including attachment with public and private entities in Nigeria and abroad, and post-graduate training at Harvard Business School.  El-Rufai also sought to disincentivize engagement in corruption by increasing remuneration. He addressed the challenge of limited resources by focusing on civil service downsizing and reduction of state expenditure followed by a pay increase across the board.  The necessary downsizing was achieved through a double strategy.  First, following the computerization of personnel management, ghost workers were identified and eliminated from the system.  Second, permanent secretaries were tasked with identifying underperforming or corrupt civil servants, who were offered retirement packages.  As the administration could reject resignations, the drain of the best public servants was prevented, and El-Rufai aimed to address the sources of their discontent, such as shortcomings in the promotion system.  On the other hand, cost reduction mainly entailed the transfer of government-provided housing and vehicles to private ownership by civil servants, amortized through a newly created mortgage system and installment plans.  El-Rufai then discusses another major and controversial achievements of his tenure, namely the land titling initiative, highlighting the role of democratizing information to manage public pressure and increase transparency.  In closing, his personal reflections on public policy making include the need for immersion in the political scene to ensure the continuity of reform across administrations, and the importance of formal training in public administration to understand how to frame policy to overcome resistance and biases. 

 

Profile

A quantity surveyor by training, Nasir Ahmad El-Rufai worked as a consultant in the construction private sector for years.  After declining several offers to join the public sector, in 1999 he became president Olusegun Obasanjo’s director general of the Bureau of Public Enterprises  and Secretary of the National Council on Privatization.  During Obasanjo’s second term, he served as a member of the Economic Management Team and took over as minister for the Federal Capital Territory (Abuja), where he led civil service reform and undertook the computerization of Abuja’s land register.  He served briefly under President Umaru Yar’Adua.  After leaving public service, he completed legal and public management training programs at the University of London and the Kennedy School of Government at Harvard. 

Full Audio File Size
136 MB
Full Audio Title
Nasir El-Rufai - Full Interview