strategy

Swimming Against the Tide: Implementing Ghana’s Anticorruption Action Plan, 2014–2016

Author
Tristan Dreisbach
Focus Area(s)
Country of Reform
Abstract

In 2014, Ghana began to implement its National Anti-Corruption Action Plan, adopted a decade after the West African country signed the United Nations Convention against Corruption.  With over 120 goals, the plan’s strategy was wide-ranging and ambitious. The goals included strengthening the public service code of conduct, improving the asset declaration system, and expanding freedom of information, as well as adopting many new laws. About 15 other countries around the globe had announced similar aims, though few included as many goals in their plans or required as many statutory changes. Ghana’s Commission on Human Rights and Administrative Justice, which was responsible for translating the strategy into practical accomplishments, faced stiff challenges, including limited coordination capacity, electoral disruption, reluctant legislators, and a few scandals that drew the government’s credibility into doubt. By the early months of 2017, the commission was still struggling to implement important parts of the strategy, but there were a few signs of progress: more public agencies were beginning to report regularly on the actions they had taken to meet their goals, a memorandum of understanding to improve coordination among parts of the anticorruption system was in place, and the Electoral Commission had stepped in to require asset declaration by candidates—even while bigger changes remained mired in the legislature. Ghana’s experience illuminated the challenge of introducing broad anticorruption policies in the face of embedded opposition and the ways that dedicated citizens and officials could take smaller but still significant steps to improve governance.

Tristan Dreisbach drafted this case study based on interviews conducted with the assistance of Gordon LaForge in Accra, Ghana, during September 2016, February 2017, and August 2017. The British Academy-Department for International Development Anti-Corruption Evidence (ACE) Progamme funded the development of this case study. Case published September 2017.

 

Tackling Corruption from the Bottom Up: Decentralized Graft Prevention in Mauritius, 2009-2016

Author
Tristan Dreisbach
Country of Reform
Abstract

Citizens of the Indian Ocean nation of Mauritius worried openly about corruption and petty bribery in government, just after the millennium. Surveys revealed that civil servants often took advantage of archaic and overly bureaucratic procedures, offering to reduce delay in return for cash. In 2009, Anil Kumar Ujoodha, director general of the national government’s Independent Commission Against Corruption, introduced a new prevention program. He proposed a bottom-up strategy to reduce opportunities for bribe taking, nepotism, and conflicts of interest in the public service. Rather than handing down orders, policies, and procedures for fighting corruption, Ujoodha and his top staff shifted responsibility for the revision of practices to government agencies and their employees. Commission staff guided each agency through the process of setting up an anticorruption committee, assessing institution-specific corruption risks, developing solutions, and monitoring implementation. After piloting the new approach with the police and the Civil Status Division, the commission scaled up the initiative; and by 2016, more than 70 of the island nation’s more than 200 agencies had agreed to implement more than 380 different measures to address corruption risks. Although the coordinated strategy purposely sidestepped certain major concerns such as the influence of money on elections, it succeeded in reducing the incidence of highly visible forms of graft that undermined government credibility at the grassroots level. The measures also helped the government meet its obligations under the United Nations Convention against Corruption and other international agreements.

Tristan Dreisbach drafted this case study based on interviews conducted in Mauritius in December 2016. The British Academy-Department for International Development Anti-Corruption Evidence (ACE) Program funded the development of this case study. Case published February 2017. ​

Civilians Get a Foot in the Door: Reforming Brazil’s Defense Ministry, 2007–2010

Author
Tristan Dreisbach
Country of Reform
Abstract

In 2007, the political moment was right for President Luiz Inácio Lula da Silva to build Brazil’s Ministry of Defense into an institution that would give civilians a significant role in defense policy—more than two decades after the end of military rule. The ministry had existed since 1999 but had failed to provide effective civilian leadership in setting defense policy and overseeing defense institutions. The president, known to Brazilians as Lula, set the stage for the reform by way of a strategy document that called for institutional changes in both the ministry and the armed forces. Then he appointed a well-known and respected minister, Nelson Jobim, to implement the new policies. Jobim worked with a military adviser to unify control of the armed forces, promote greater cooperation and closer coordination among the three service branches, and press civilians and military officers to work together in creating defense policy. By the end of Lula’s presidency in 2011, key tasks remained, but the joint staff held key strategic planning functions, the three branches were cooperating on important matters, and military officers, civilians in government, and outside experts were collaborating in the formulation of defense policy.

Tristan Dreisbach drafted this case study based on interviews conducted in Brasilia and Rio de Janeiro in May and June 2016. Case published August 2016.

Willy Mutunga

Ref Batch
M
Focus Area(s)
Ref Batch Number
27
Country of Reform
Interviewers
Maya Gainer
Name
Willy Mutunga
Interviewee's Position
Chief Justice
Language
English
Town/City
Nairobi
Country
Date of Interview
Reform Profile
No
Abstract

In this interview, Dr. Willy Mutunga discusses reform efforts in Kenya’s judiciary during his tenure as the Chief Justice of Kenya and President of the Kenyan Supreme Court.  He describes his main objectives for administrative reform under the new Constitution of 2010, including implementation of the Judiciary Transformation Framework, professionalizing the judicial bureaucracy, reducing corruption among personnel, and providing judges with more substantive training in judicial procedure and constitutional interpretation. Mutunga also describes challenges he and his colleagues faced in institutionalizing these reforms, including lingering tribal and ethnic loyalties, difficulties in getting regional courts to submit to oversight from Nairobi through forms and other monitoring programs, and competing interests among different constituencies within the judicial bureaucracy. He concludes by describing goals going forward, and which reforms he thinks are most at risk of being undone by future Chief Justices less interested in sustaining reform.

Profile

At the time of this interview, Dr. Willy Mutunga (b. 1947) was the incumbent Chief Justice of Kenya and President of the Kenyan Supreme Court. He was the first person to serve as Chief Justice since Kenya’s constitution was rewritten in 2010, taking up the post in June 2011, and retired from the judiciary in June 2016. Educated in Kenya, Tanzania, and Canada, he worked extensively in law, civil society, academia, and international development in Kenya and around the world before being named Chief Justice. As head of Kenya’s judiciary, his tenure was marked by numerous reforms, including professionalizing the judicial bureaucracy; reducing corruption, fraud, and absenteeism among judges and other personnel; and providing judges with more training in constitutional interpretation.

Full Audio File Size
60 MB
Full Audio Title
Willy Mutunga Interview

Crossing the Civil-Military Divide: Structuring a Civilian Role in Taiwan’s Defense Policy, 2000–2008

Author
Tristan Dreisbach
Focus Area(s)
Country of Reform
Abstract

In 2000, the election of opposition politician Chen Shui-Bian as Taiwan’s president upended five decades of rule by the Kuomintang Party, and an era of tight military control over defense decision making. Chen had long favored reforms to increase civilian participation in the areas of defense policy, strategy, and procurement. Now he faced the tough task of implementing a new law that called for restructuring the Ministry of National Defense and placing a civilian defense minister into the chain of command. The new president confronted strong opposition from officers, many of whom resisted the increased presence of civilians in the formulation of policy. During the next eight years, Chen’s efforts sharply increased the number of nonmilitary personnel at the ministry and created new opportunities for civilian influence and oversight. Chen turned the National Security Council, an organization within the presidency that previously had held little influence, into an effective advisory and policy coordination unit. His administration also introduced an annual political–military joint exercise that increased civilian officials’ defense capability and preparedness.

Tristan Dreisbach drafted this case study based on interviews conducted in Taipei, Taiwan, in February and March 2016. Case published June 2016.

Milica Delevic

Ref Batch
C
Focus Area(s)
Ref Batch Number
6
Critical Tasks
Country of Reform
Interviewers
Michael Scharff
Name
Milica Delevic
Interviewee's Position
Deputy Secretary General, EBRD
Language
English
Town/City
London
Country
Date of Interview
Reform Profile
No
Abstract

In this interview, Delevic explains the role of Serbia’s European Integration Office (SEIO) in the country’s European Union ascension process. She describes the conditions in the country prior to the decision to pursue EU membership, clarifying the Serbian and Montenegro relationship at that time. She talks about the necessity to harmonize Serbian and Montenegro interests, and the role of the International Criminal Tribunal for the former Yugoslavia (ICTY). She discusses the reorganization of the SEIO in a transparent process. She explains how trade agreements fit into the broader accession process, and how this was conveyed to members of Serbian civil society. She talks about the SEIO’s relationship with the ministries in regard to the National Program for Integration (NPI), and how the SEIO was able to manage the European Commission (EC) questionnaire for ministries. Finally, she reflects on the SEIO’s ability to monitor integration units within the ministries and to publicly publish the ministries’ NPI progress.  

 

Other Key Terms:  ascension process, National Program for Integration (NPI), free trade zone, visa-free travel, Stabilization and Association Agreement (SSA), International Criminal Tribunal for the former Yugoslavia (ICTY), Serbian European Integration Office (SEIO)

Profile

At the time of this interview, Mr. Delevic was Deputy Secretary General of the European Bank for Reconstruction and Development. She served as former Director of Serbia’s European Integration Office, tasked with helping promote and oversee the country’s European Union ascension process. She received a Bachelor’s degree in economics at the University of Belgrade in 1992, a Master’s degree from the Central European University in Budapest in 1996, and obtained her Doctorate in International Relations and Politics from University of Kent in Canterbury in 2003. She served as the Assistant Minister for EU Affairs and Regional Cooperation for Serbia’s Ministry of Affairs from 2007-2008, and was lecturer in Foreign Policy and European Integration at the University of Belgrade. From 2012-2013 she was a Member of Serbia’s Parliament and Chairperson of the government’s European Integration Committee. 

 

Transforming the Courts: Judicial Sector Reforms in Kenya, 2011-2015

Author
Maya Gainer
Focus Area(s)
Core Challenge
Country of Reform
Abstract

When Willy Mutunga became Kenya’s chief justice in 2011, he made reductions in judicial delay and corruption top priorities. Drawing on previous plans to fix the same issues, Mutunga and his team developed a far-reaching reform program: the Judiciary Transformation Framework. Their goals included addressing administrative problems that had hindered citizens’ access to justice and opening up a historically closed institution to public engagement. Judges, magistrates, and court staff helped court registrars standardize and speed up administrative processes. Early efforts to introduce new technologies that would reduce delays—one of Kenya’s 2012–14 Open Government Partnership commitments—failed to achieve nationwide implementation. But the newly created Performance Management Directorate developed a case-tracking system that facilitated nationwide monitoring of delays and workloads. The newly established Office of the Judiciary Ombudsperson and strengthened Court Users’ Committees opened lines of communication for citizens to register complaints, suggest changes, and receive responses. Although many reforms were in early stages in 2015, Mutunga and his team developed and enacted policies that changed the ways the judiciary served the Kenyan public.

Maya Gainer drafted this case study based on interviews conducted in Nairobi, Kenya, in September and October 2015. Case published November 2015.

Civilians at the Helm: Chile Transforms its Ministry of National Defense, 2010–2014

Author
Tristan Dreisbach
Focus Area(s)
Country of Reform
Abstract

In 2010, 20 years after the end of Augusto Pinochet’s military regime, Chile transformed its defense sector by restructuring the Ministry of National Defense, stripping military leaders of responsibility for planning and strategy and placing that authority in the hands of civilians. The event marked a sea change in the relationship between the armed forces and the government. Civilians at the ministry previously had provided the military with scant guidance regarding the country’s strategic goals—in part because they lacked the training and experience required to anticipate threats to the country or to determine what capabilities the armed forces required to confront such threats. The enabling law, enacted after years of debate, also gave new powers to a chief of Joint Staff, an officer whose job was to promote cooperation among the army, navy, and air force—three military branches that jealously protected their independence and were wary of any attempt to diminish the authority of their powerful commanders in chief. Sebastián Piñera, who became president in March 2010 just as the law took effect, faced the task of implementing the massive shift in expectations, norms, culture, and the chain of command. His administration restructured the ministry and hired civilians to manage tasks long controlled by military officers, and by the end of his term in 2014, the Ministry of National Defense had taken the lead in developing Chile’s defense policies.

Tristan Dreisbach drafted this case based on interviews conducted in Santiago, Chile during July and August 2015. Case published November 2015.

Reclaiming an Egyptian Treasure: Restoring Infrastructure and Services, Alexandria, 1997-2006

Author
Rushda Majeed
Focus Area(s)
Country of Reform
Abstract

When Mohamed Abdel Salam El-Mahgoub became governor of Alexandria in 1997, he took charge of a storied Egyptian city on the verge of collapse. Garbage and trash lined streets that were clogged with traffic. Roads, highways, water and sanitation systems required urgent repair. Corrupt municipal employees exacted costly bribes for business licenses and building permits. The city’s economy had slowed, as investors, put off by the city’s fading infrastructure and poor services, took their money elsewhere. Alexandria’s fortunes began to turn at the beginning of a nine-year period that came to be called “the Mahgoub era.” Determined to restore the city’s greatness, Mahgoub encouraged citizen participation, formed alliances with key groups, and won public support via high-visibility projects.  He made government more business-friendly by tackling corruption that inflated the price of required documents, and he lured back investors with tax incentives and improved infrastructure. During his nine years in office, Mahgoub saw Alexandria’s economy bloom, fueled by construction projects and an improved business climate. Although some reforms lost momentum when Mahgoub was promoted to a cabinet position in 2006, his accomplishments as governor underscored the value of citizen participation in Egypt’s centralized government.

 
Rushda Majeed drafted this case on the basis of interviews conducted in Cairo and Alexandria, Egypt, in October and November 2010. Sarah El-Kazaz contributed. Case published April 2012.
 
Associated Interview(s):  Mohamed Hanno, Mahmoud Mohieldin