South Africa

Contested Terrain: Reforming Procurement Systems in South Africa, 2013-2016

Author
Tristan Dreisbach
Country of Reform
Abstract

When he took office as South Africa’s finance minister in 2009, Pravin Gordhan found that government officials responsible for purchasing goods and services were wasting billions of dollars every year as a result of inefficiency, errors, and corruption. Gordhan wanted to confront all three problems by consolidating and strengthening control over procurement. In February 2013, he tapped longtime finance ministry official Kenneth Brown to serve as the country’s first chief procurement officer. Brown had to restructure systems, tighten procedures and regulations, and build effective oversight. He assembled a skilled team and persuaded skeptical politicians and business interests to support Gordhan’s goals. His office reviewed and renegotiated costly contracts, provided crucial market analysis and advice on procurement strategies for other departments, and took first steps toward creating an online system. Brown strengthened funding, built a staff, and put new systems in place. By the time he retired in December 2016, his efforts had sharply reduced opportunities for corruption, increased transparency in the procurement process, and slashed the time required to process tenders. The new office helped South Africa better comply with some of its obligations under the United Nations Convention against Corruption, even though Brown and Gordhan faced opposition from people at some of the highest levels of government.

Tristan Dreisbach drafted this case study based on interviews conducted in Johannesburg, Pretoria, and Cape Town, South Africa, in March 2017. The British Academy-Department for International Development AntiCorruption Evidence (ACE) Program funded the development of this case study. Case published June 2017.

 

Benedict van der Ross

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Focus Area(s)
Ref Batch Number
7
Country of Reform
Interviewers
Amy Mawson
Name
Benedict van der Ross
Interviewee's Position
Commissioner, 1994 Elections
Interviewee's Organization
Independent Electoral Commission, South Africa
Language
English
Nationality of Interviewee
South African
Place (Building/Street)
City Lodge Hotel
Town/City
Johannesburg
Country
Date of Interview
Reform Profile
No
Abstract
Ben van der Ross discusses his role as one of the 11 South African commissioners who served on the country’s Independent Electoral Commission in 1994. He traces the story of the election from the commission’s first meeting in December 1993 through to the election’s closing moments, when problems with vote-counting procedures threatened to derail the country’s transition to democracy. He outlines the many challenges the election commission faced including deep mistrust across the political board, a very tight time frame, continuing party negotiations over the electoral rules and the reluctance of one of the main parties to participate. Van der Ross highlights the vital role played by the commission’s chairman, Johann Kriegler.  He also discusses how the commission overcame logistical hurdles.  
 
Profile
Ben van der Ross was working at a South African social development agency, the Independent Development Trust, when he was nominated to be a commissioner for South Africa’s first fully inclusive elections in 1994. After the elections, van der Ross pursued a career in the private sector.
Full Audio File Size
79MB
Full Audio Title
Ben van der Ross Interview

Howard Sackstein

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O
Focus Area(s)
Ref Batch Number
8
Country of Reform
Interviewers
Amy Mawson
Name
Howard Sackstein
Interviewee's Position
Coordinator, Investigations Unit: Gauteng Office, 1994 Elections
Interviewee's Organization
Independent Electoral Commission, South Africa
Language
English
Nationality of Interviewee
South African
Place (Building/Street)
Salcom Voice Services
Town/City
Johannesburg
Country
Date of Interview
Reform Profile
No
Abstract
Howard Sackstein discusses the work of the Independent Electoral Commission’s Investigations Unit in 1994.  He outlines some of the challenges that the electoral commission faced that year, including a very limited timeframe, the logistical challenges of running elections in a largely rural country and the high levels of distrust and suspicion that permeated South Africa’s transition to democracy.  He also charts the many innovative aspects of the election, such as an electoral code of conduct that included serious sanctions, an effective voter education campaign, the use of professional mediators to settle local disputes and the establishment of party liaison committees.  He outlines some of the ingenious responses that individual poll workers displayed in the face of serious challenges.  He discusses the lessons the commission learned from 1994 and how commission staff drew from these lessons while preparing for the 1999 elections. 
 
Profile

South Africa's Independent Electoral Commission initially hired Howard Sackstein in February 1994 to investigate breaches of the electoral code of conduct in Mpumalanga.  Within a few weeks of joining the organization, he was promoted to coordinate the Gauteng office of the commission’s Investigations Unit, where he oversaw 36 lawyers.  After the 1994 elections, Sackstein was one of two people retained to shut down the operations of the temporary Independent Electoral Commission, before the creation of the permanent Independent Electoral Commission.  He played a key role in the 1999 elections.  In early 2010 he was running his own technology firm, Saicom Voice Services.

Full Audio File Size
144MB
Full Audio Title
Howard Sackstein Interview

Reforming Without Hiring or Firing: Identity Document Production in South Africa, 2007-2009

Author
David Hausman
Country of Reform
Abstract

As of January 2008, South African citizens had to wait more than four months, on average, to get a government identity document. The delays in producing IDs, which disrupted lives by preventing citizens from working or accessing government benefits, reflected longstanding organizational problems at the Department of Home Affairs, the agency responsible for issuing the IDs. The processes at each stage of ID production were in disarray, and the department's staff lacked effective supervision. Backlogs developed; workers became demoralized. In 2007, the department began to tackle the problems. This was one component of an ambitious turnaround strategy that targeted the department's core business processes. In the ID production process, a team of consultants and department officials made individual and group performance measurable daily and weekly. The turnaround team avoided backlash by engaging the staff union, removing the threat of job losses as a result of restructuring, and consulting the workers in each section before making changes. The performance-management changes were informal: Managers evaluated employees' and sections' performance in meetings and on wall charts rather than through the formal performance-appraisal system. By the end of 2008, South African citizens received their ID booklets in an average of less than six weeks.

David Hausman drafted this case study based on interviews conducted in Pretoria and Johannesburg, South Africa in February 2010. Case published April 2011. Case slightly revised and republished March 2013. 

Associated Interview(s):  Mavuso Msimang, Yogie Travern

 

Organizing the First Post-Apartheid Election, South Africa, 1994

Author
Amy Mawson
Country of Reform
Internal Notes
1.4.13 corrected ANC name in text.
Abstract

South Africa's Independent Electoral Commission faced a daunting task in January 1994.  The newly established body had less than four months to organize and implement the country's first fully inclusive democratic elections.  The stakes were high.  A successful vote would signal a new beginning for the nation after the apartheid era.  Failure could mean civil war.  Choosing suitable polling sites, dealing with parties' distrust, reaching alienated and possibly hostile communities,  addressing potential spoiler issues and remedying shortages of electoral materials posed formidable challenges.  The commission's difficulties snowballed.  In the end, however, all parties accepted the election results and the Government of National Unity went ahead as planned.  The elections offer an example of how an electoral commission can sustain political will-of parties and the public-to overcome administrative shortcomings in extremely sensitive circumstances.  The case study discusses location of polling stations, temporary polling facilities, candidate access, ballots and ballot counting.

Amy Mawson drafted this case study on the basis of interviews conducted in Pretoria and Johannesburg, South Africa, in February 2010. To learn more about the second post-apartheid elections in South Africa, see "Using Conflict Management Panels to Resolve Tension in the Second Post-Apartheid Election." 

Associated Interview(s):  Johann Kriegler, Howard Sackstein, Benedict van der Ross

Reworking the Revenue Service: Tax Collection in South Africa, 1999-2009

Author
David Hausman
Focus Area(s)
Country of Reform
Abstract

Between 1998 and 2009, the South African Revenue Service dramatically improved tax compliance.  The number of income-tax payers increased to 4.1 million from 2.6 million during the period.  Several internal organizational changes helped the revenue service persuade more South Africans to pay their taxes.  This case study tells the story of two of those changes in particular: the recruitment of a new cadre of managers from both within and outside the organization and a campaign to provide taxpayers with better service to encourage compliance.  The organization used diagnostic tests as well as informal recruiting to rebuild the ranks of upper and middle management, transforming the racial make-up of the organization while improving performance.  Meanwhile, in order to improve service for taxpayers, a team of managers and consultants separated back and front offices and introduced an annual "filing season" in which employees of the revenue service left their offices to help taxpayers file their returns.  In each of these changes, Pravin Gordhan, revenue-service commissioner from 1999 to 2009, played a central role, both determining policy and overseeing the details of implementation.

David Hausman drafted this case study based on interviews conducted in Pretoria, South Africa in February 2010. Case originally published 2010. Additional text added in December 2013. 

Associated Interview(s):  Pravin Gordhan, Judy Parfitt

Managing Spoilers at the Bargaining Table: Inkatha and the Talks to End Apartheid, 1990-1994

Author
Daniel Scher
Critical Tasks
Country of Reform
Abstract

In the talks to end apartheid in South Africa, 19 parties sat at the negotiating table.  At least 10 of the negotiators had armed wings, and almost all had demands that they were prepared to back up with violence.  One in particular possessed the ability to destabilize the country: Mangosuthu Buthelezi, leader of the Inkatha Freedom Party.  To get him on board, negotiators employed a number of tactics, including splitting him from his backers, offering compromises and refusing to allow the momentum of the process to be slowed by his boycotts.  This memo examines the negotiators' efforts to manage Buthelezi's demands and draw him into a coalition, as well as the longer-term consequences of those moves. 

Daniel Scher drafted this case study based on interviews conducted in Johannesburg, Durban, and Cape Town, South Africa, in February 2010. 

Associated Interview(s): Mangosuthu ButheleziMario Gaspare Oriani-Ambrosini, Peter Smith

Refashioning Provincial Government in Democratic South Africa, 1994-96

Author
Tumi Makgetla and Rachel Jackson
Core Challenge
Country of Reform
Abstract
In 1994, nine provincial heads, or premiers, came to power as a result of South Africa’s first democratic elections. Many had spent decades mobilizing opposition to the state but had never held political office. All faced the challenge of setting up provincial administrations under a new constitution that reduced the number of provinces and cut the number of departments in each administration, eliminating significant numbers of staff. Anticipating those challenges, the political parties that negotiated South Africa’s democratic transition had laid the groundwork for a commission that would help the newly elected provincial leaders set up their administrations. The panel, called the Commission on Provincial Government, operated under a two-year mandate and played an important role in advising the premiers and mediating between the provincial governments and other influential groups. By providing a trusted channel of critical information, the commission helped the new provincial leaders find their feet after their election, reducing tensions and keeping the post-electoral peace.
 
Tumi Makgetla and Rachel Jackson drafted this case study based on interviews conducted by Makgetla in Pretoria and Johannesburg, South Africa, in January and February 2010. A separate case study, “Negotiating Divisions in a Divided Land: Creating Provinces for a New South Africa, 1993,” focuses on provincial boundary delimitation. Case orginally published in April 2011. Case revised and republished in August 2013. 
 
Associated Interview(s):  Douglas Irvine

Negotiating Divisions in a Divided Land: Creating Provinces for a New South Africa, 1993

Author
Tumi Makgetla and Rachel Jackson
Critical Tasks
Core Challenge
Country of Reform
Abstract

As South Africa worked to draft a post-apartheid constitution in the months leading up to its first fully democratic elections in 1994, the disparate groups negotiating the transition from apartheid needed to set the country’s internal boundaries. By 1993, the negotiators had agreed that the new constitution would divide the country into provinces, but the thorniest issues remained: the number of provinces and their borders. Lacking reliable population data and facing extreme time pressure, the decision makers confronted explosive political challenges. South Africa in the early 1990s was a patchwork of provinces and “homelands,” ethnically defined areas for black South Africans. Some groups wanted provincial borders drawn according to ethnicity, which would strengthen their political bases but also reinforce divisions that had bedeviled the country’s political past. Those groups threatened violence if they did not get their way. To reconcile the conflicting interests and defuse the situation, the Multi-Party Negotiating Forum established a separate, multiparty commission. Both the commission and its technical committee comprised individuals from different party backgrounds who had relevant skills and expertise. They agreed on a set of criteria for the creation of new provinces and solicited broad input from the public. In the short term, the Commission on the Demarcation/Delimitation of States/Provinces/Regions balanced political concerns and technical concerns, satisfied most of the negotiating parties, and enabled the elections to move forward by securing political buy-in from a wide range of factions. In the long term, however, the success of the provincial boundaries as subnational administrations has been mixed.

Tumi Makgetla and Rachel Jackson drafted this case study based on interviews conducted by Makgetla in Pretoria and Johannesburg, South Africa, in February 2010. A separate case study, “Refashioning Provincial Government in Democratic South Africa, 1994-1996,” focuses on the two-year mandate of the Commission on Provincial Government. Case originally published August 2010. Case revised and republished October 2012.

 

Using Conflict Management Panels to Resolve Tension in the Second Post-Apartheid Election: South Africa, 1999-2000

Author
Rachel Jackson
Country of Reform
Abstract
In 1994, South Africa's interim electoral commission accomplished a seemingly impossible task: navigating myriad technical and political challenges to hold the country's first post-apartheid election. Although the election ushered in a largely peaceful transition to majority rule, the months that preceded it had been plagued by political tension and violence. As the new and permanent Independent Electoral Commission prepared for the country's second national election, in 1999, it had to contend with the potential for renewed conflict and the weakening of many of the civil society organizations and peace structures the country had relied on in 1994. As part of a broader strategy, the electoral commission created conflict management mediation panels. Working with the Electoral Institute for Sustainable Democracy in Africa, the commission deployed respected community figures within each province's political hot spots as a way to resolve tensions on the ground. In 2000, for the local government elections, the commission extended the conflict mediation system into the country's 284 municipalities.
 
Rachel Jackson drafted this case study based on interviews conducted in South Africa, in March 2013. Case published July 2013. For a detailed look at South Africa's first post-apartheid election, in 1994, see "Organizing the First Post-Apartheid Elections, South Africa, 1994."