prevention

Swimming Against the Tide: Implementing Ghana’s Anticorruption Action Plan, 2014–2016

Author
Tristan Dreisbach
Focus Area(s)
Country of Reform
Abstract

In 2014, Ghana began to implement its National Anti-Corruption Action Plan, adopted a decade after the West African country signed the United Nations Convention against Corruption.  With over 120 goals, the plan’s strategy was wide-ranging and ambitious. The goals included strengthening the public service code of conduct, improving the asset declaration system, and expanding freedom of information, as well as adopting many new laws. About 15 other countries around the globe had announced similar aims, though few included as many goals in their plans or required as many statutory changes. Ghana’s Commission on Human Rights and Administrative Justice, which was responsible for translating the strategy into practical accomplishments, faced stiff challenges, including limited coordination capacity, electoral disruption, reluctant legislators, and a few scandals that drew the government’s credibility into doubt. By the early months of 2017, the commission was still struggling to implement important parts of the strategy, but there were a few signs of progress: more public agencies were beginning to report regularly on the actions they had taken to meet their goals, a memorandum of understanding to improve coordination among parts of the anticorruption system was in place, and the Electoral Commission had stepped in to require asset declaration by candidates—even while bigger changes remained mired in the legislature. Ghana’s experience illuminated the challenge of introducing broad anticorruption policies in the face of embedded opposition and the ways that dedicated citizens and officials could take smaller but still significant steps to improve governance.

Tristan Dreisbach drafted this case study based on interviews conducted with the assistance of Gordon LaForge in Accra, Ghana, during September 2016, February 2017, and August 2017. The British Academy-Department for International Development Anti-Corruption Evidence (ACE) Progamme funded the development of this case study. Case published September 2017.

 

Tackling Corruption from the Bottom Up: Decentralized Graft Prevention in Mauritius, 2009-2016

Author
Tristan Dreisbach
Country of Reform
Abstract

Citizens of the Indian Ocean nation of Mauritius worried openly about corruption and petty bribery in government, just after the millennium. Surveys revealed that civil servants often took advantage of archaic and overly bureaucratic procedures, offering to reduce delay in return for cash. In 2009, Anil Kumar Ujoodha, director general of the national government’s Independent Commission Against Corruption, introduced a new prevention program. He proposed a bottom-up strategy to reduce opportunities for bribe taking, nepotism, and conflicts of interest in the public service. Rather than handing down orders, policies, and procedures for fighting corruption, Ujoodha and his top staff shifted responsibility for the revision of practices to government agencies and their employees. Commission staff guided each agency through the process of setting up an anticorruption committee, assessing institution-specific corruption risks, developing solutions, and monitoring implementation. After piloting the new approach with the police and the Civil Status Division, the commission scaled up the initiative; and by 2016, more than 70 of the island nation’s more than 200 agencies had agreed to implement more than 380 different measures to address corruption risks. Although the coordinated strategy purposely sidestepped certain major concerns such as the influence of money on elections, it succeeded in reducing the incidence of highly visible forms of graft that undermined government credibility at the grassroots level. The measures also helped the government meet its obligations under the United Nations Convention against Corruption and other international agreements.

Tristan Dreisbach drafted this case study based on interviews conducted in Mauritius in December 2016. The British Academy-Department for International Development Anti-Corruption Evidence (ACE) Program funded the development of this case study. Case published February 2017. ​

Cleaning House: Croatia Mops Up High-Level Corruption, 2005-2012

Author
Gabriel Kuris
Focus Area(s)
Country of Reform
Abstract
Conflict, cronyism, and a flawed privatization process damaged Croatia’s international image during its first decade of independence from Yugoslavia. After a change in government in 2000, a parliamentary consensus formed around the pursuit of European integration, but the European Union demanded real progress in tackling corruption, echoing citizen concerns. In response, the Croatian government created a specialized prosecution service called USKOK, the Bureau for the Suppression of Corruption and Organized Crime, to work in concert with other anti-corruption institutions. At first under-resourced and ineffective, USKOK grew in authority and stature after 2005, aided by new legal powers and new leadership. By building capacity and institutional partnerships at home and abroad, USKOK rose to be one of Croatia’s most-trusted government institutions. By 2012, USKOK had achieved a conviction rate surpassing 95%, successfully prosecuting a former prime minister, a former vice president, a former top-level general, and other high-level officials. By turning a corner on corruption, USKOK’s work strengthened the rule of law and cleared a key obstacle from Croatia’s path to European Union accession. This case study describes how USKOK’s leadership built capacity, public trust, and sustainability under pressure.
 
Gabriel Kuris drafted this case study based on interviews conducted in Zagreb, Croatia, in November 2012. Case published April 2013.

From a Rocky Start to Regional Leadership: Mauritius's Anti-Corruption Agency, 2006-2012

Author
Gabriel Kuris
Country of Reform
Abstract
After gaining independence from Britain in 1968, the island state of Mauritius developed swiftly into one of Africa's most stable and prosperous democracies. However, the nation's newfound wealth-especially in the booming offshore-finance sector-created distinct risks. Corruption and money laundering jeopardized the country's reputation for good governance. In 2002, Mauritius passed laws that created an Independent Commission Against Corruption, with investigative and prosecutory powers as well as preventive and educational roles. Early missteps and internal discord discredited the commission, but in 2006, Senior Magistrate Anil Kumar Ujoodha set the organization on a new course by building investigative capacity, implementing government-wide preventive reforms, and winning numerous court cases. Six years later, however, the commission was still struggling to win public trust, illustrating the difficulties of combating corruption in a politically charged context. 
 
Gabriel Kuris drafted this case study based on interviews conducted in Port Louis and Quatre Bornes, Mauritius, in March and April 2013. Case published July 2013.
 
Associated Interview(s):  Dev Bikoo

Managing Corruption Risks: Botswana Builds an Anti-Graft Agency, 1994-2012

Author
Gabriel Kuris
Country of Reform
Internal Notes
Quotes Attributed to: Graham Stockwell, Tymon Katlholo, Rose Seretse, Leonard Sechele, Thapelo Ndlovu, Ellah Moepedi, Bugalo Maripe, Modise Maphanyane, Bothale Makgekgenene, Greg Kelebonye, Donald McKenzie, Amanda Gore, David Sebudubudu,
Abstract
In the early 1990s, a string of high-level corruption scandals in Botswana outraged citizens and undercut the country’s reputation for good governance and fiscal prudence. In 1994, the government created the Directorate on Corruption and Economic Crime (DCEC), responsible for combating corruption through investigation, prevention, and education. The DCEC won global recognition for its innovative preventive and educational efforts, ranging from preventive units embedded within problem-prone government offices to outreach programs for youth and rural communities. The directorate’s investigative record was more varied, however. Even though investigations of petty graft led to convictions, high-profile cases foundered in court. The DCEC had limited responsibility for those legal setbacks, because its role in prosecution was merely advisory, but the rulings bolstered public concerns that Botswana’s economic and political elites were above the law. Judicial reforms and capacity-building efforts begun in 2012 raised hopes for future investigative gains.
 
Gabriel Kuris drafted this case study based on interviews conducted in Gaborone, Botswana, in March 2013 and in London in August 2013. Case published October 2013. 
 
Associated Interview(s):  Tymon Katlholo, Rose Seretse, Graham Stockwell

Bertrand de Speville

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Focus Area(s)
Ref Batch Number
2
Critical Tasks
Country of Reform
Interviewers
Gabriel Kuris
Name
Bertrand de Speville
Interviewee's Position
Principal
Interviewee's Organization
de Speville and Associates
Language
English
Place (Building/Street)
Residence
Town/City
Kew
Country
Date of Interview
Reform Profile
No
Abstract

In this interview, Bertrand de Speville, as former head of the Independent Commission Against Corruption (ICAC) of Hong Kong, and author of Overcoming Corruption: The Essentials, details the measures that should be taken by successful anti-corruption agencies. He explains how the three-pronged strategy of the ICAC is very effective. The three departments of the ICAC—investigation, prevention, and education--- investigate allegations of corruption, attempt to prevent corruption from occurring in private and public sectors, and try to educate the general public about how to eliminate corruption, respectively. De Speville stresses how important it is for these departments to be closely coordinated. Also, he states how he was able to deduce the common mistakes that countries make in regard to their attempt to fight corruption. One of these common pitfalls is a flawed investigating policy, where countries just go for the “big fish.” Thus, the public may believe that the anti-corruption agency is not impartial, but has a political ulterior motive. Therefore, de Speville explains how resources must be allocated in a way that mostly every allegation of corruption should be investigated. This relates to de Speville’s stressing the importance of public trust, in which he elaborates how measures such as the Citizen Oversight Committee within each department and the institution of public relations, are taken. He states that the real measure of success of an anti-corruption agency is whether it can bring about a change of heart and mind in every member of a community, and draws upon the examples of Hong Kong, Singapore, Latvia, and Lithuania to show that this success is possible. 

Case Study:  From Underdogs to Watchdogs: How Anti-Corruption Agencies Can Hold Off Potent Adversaries

Profile

Born in Southern Rhodesia and educated in England, Betrand de Speville served as Solicitor General of Hong Kong before beginning his career in anti-corruption. In 1992, upon becoming the Commissioner of the Independent Commission Against Corruption (ICAC) of Hong Kong, de Speville commenced his concentration in fighting corruption. Through this position, in which he served from 1992-1996, de Speville witnessed the aspects of anti-corruption agencies that were effective, along with practices that were common mistakes. While leading ICAC, he states that he has few regrets, and that in order for corruption to be fought effectively in the future, although agencies should be tailored to their surroundings, they should have a three-pronged strategy of attack, and warrant public support, while staying away from the common mistakes made while fighting corruption, such as selective investigation. Since then, he has worked with dozens of countries and international organizations on setting up specialized anti-corruption agencies and other aspects of anti-corruption policy. From 1997-2003, he was the advisor to the Council of Europe’s Multidisciplinary Group on Corruption. He detailed the necessities of a successful agency and the pitfalls faced within his book, Overcoming Corruption: The Essentials, which was published in 2010 De Speville is currently the principal of de Speville and Associates, an international anti-corruption consultancy based in England.

Full Audio File Size
106 MB
Full Audio Title
Bertrand de Speville Interview

Graham Stockwell

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Focus Area(s)
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1
Critical Tasks
Country of Reform
Interviewers
Gabriel Kuris
Name
Graham Stockwell
Interviewee's Position
Retired, Former Founding Director
Interviewee's Organization
DCEC
Language
English
Place (Building/Street)
Home Office
Town/City
Beckenham
Country
Date of Interview
Reform Profile
No
Abstract

In this interview, Graham Stockwell, the former Head of Operations, Deputy Commissioner of the Independent Commission Against Corruption (ICAC) in Hong Kong, as well as the former Director of The Directorate on Commission and Economic Crime (DCEC) in Botswana, details his experiences in the creation and implementation of successful anti-corruption departments. He served in Hong Kong from 1984-1992, and there became more interested in anti-corruption work—specifically about the prevention and educational aspects. He explained how randomly while in Hong Kong, Botswana officials who were impressed by the ICAC program traveled all the way to Hong Kong in order to inquire for help and advice form him about the problems they were having in their country. They asked him to travel to Botswana to help. Upon this request, Stockwell left for Botswana in June 1992 where for two weeks he looked into files that had to do with corruption of the police, customs, and tax offices. He was able to interview people in these different areas as well. Stockwell explained how within this investigation, he discovered that there were problems within the tendering process of Botswana in combination with the fact that there was a lack of attention paid to corruption in the country overall. Stockwell states how the Botswana government appointed him the director of the DCEC due to how he requested a force for investigation, prevention, and education in Hong Kong; and they believed that he was the best man to spearhead such a project in their country. Within the interview, Stockwell stressed how the DCEC was started with nothing; and that the accommodations such an office, furniture, transportation, and other resources needed to be sought out. Following their attainment of these necessities, Stockwell explains how they needed to recruit individuals for the DCEC, so there was the formation of a government formation policy group where there was recruitment predominately via the radio. After recruiting individuals, who were mostly from the United Kingdom and police officers from the local community, the next step was legislation. Stockwell and his 4 colleagues split up to all parts of Botswana and explained the anti-corruption legislation, and received huge governmental backing from the likes of President Sir Quett Masire and his ministers.  Also, Stockwell elaborates on some of the cases which were tried during his tenure, and the roles of the investigation, prevention, and education departments within the DCEC. He details how upon leaving Botswana and the DCEC following 4 years of hard work, he believes he left behind a very well-functioning agency; it was the first department that had been set up since the country became independent and it was impressively created from scratch.  

Case Study:  Managing Corruption Risks: Botswana Builds an Anti-Graft Agency, 1994-2012

Profile

At the time of this interview, Graham Stockwell had a great depth of experience of working in anti-corruptions in Hong Kong and Botswana. Stockwell first became involved in fighting corruption upon his joining of the London Metropolitan Police. After three years of serving as a constable for the force, he was promoted to a detective. As detective, he served most of his time in either Criminal Intelligence or in white-collar crime in the Company Fraud Department.  Within the thirty years served on the force, he continued to investigate white collar-crime as he moved up in rank, until he retired from the Metropolitan Police as the Commander of the Metropolitan and City of London Company Fraud Department. Prior to his retirement, Stockwell was asked to go to Hong Kong to be the Head of Operations, Deputy Commissioner of the Independent Commission Against Corruption (ICAC). He served there 1984-1992; and became more interested in anti-corruption work—specifically about prevention and educational aspects of corruption. He then was summoned by Botswana officials to aid them in their quest for the creation of an anti-corruption agency. While in Botswana, Stockwell served as the Director of The Directorate on Commission and Economic Crime (DCEC); where him and four of his colleagues created the anti-corruption department from the ground up. He was the leader of creating this department that aimed to investigate, prevent, and educate about corruption in order to eliminate its culmination in Botswana. Through being a part of the successful anti-corruption agencies in both Hong Kong and Botswana, Stockwell stresses that honesty and education of the public, along with the right caliber of officials to lead the agencies, are vital in the success of anti-corruption efforts.  

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From Underdogs to Watchdogs: How Anti-Corruption Agencies Can Hold Off Potent Adversaries

Author
Gabriel Kuris
Focus Area(s)
Abstract
Leaders of anti-corruption agencies frequently encounter opposition from powerful beneficiaries of existing corruption. Those antagonists often seek to neutralize the agencies by weakening the agencies’ credibility, legal power, or operations. Drawing from ISS interviews and case studies, this cross-cutting report explores responses to this strategic challenge by agencies in eight countries (Botswana, Croatia, GhanaIndonesia, Latvia, LithuaniaMauritius, and Slovenia). The leaders and staff of those agencies worked to overcome opposition by recruiting allies, instituting internal controls to bolster transparency and accountability, pursuing low-visibility preventive efforts, and carefully assessing the pros and cons of high-level investigations. The outcomes of their efforts point to conditions that shape effectiveness and suggest possible workarounds or alternative approaches for anti-corruption agencies in adverse circumstances. 
 
Gabe Kuris authored this paper based on Innovations for Successful Societies case studies of eight anti-corruption agencies. Paper published in 2014. 
 
Associated Interview(s):  Bertrand de Speville